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2023-11-15T15:37:23-05:00

Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored

The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations.  Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes.

2022-12-28T02:24:13-05:00

The Zero Trust Approach: A Comprehensive Guide on Leveling Up Your Cybersecurity Programs

In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in The Zero Trust Approach: A Comprehensive Guide on Leveling Up Your Cybersecurity Programs. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group Webinar!

2024-09-18T16:03:47-04:00

Demystifying Economic Sanctions: Strategies for Success in a Global Economy

The U.S. Department of Justice has declared sanctions to be the “new FCPA.” This is not just rhetoric; there are tectonic shifts already underway in how the U.S. government prosecutes sanctions evasion and what it expects from corporate compliance departments—who are caught in the middle between American and European national security priorities and increasing sophisticated evasion by adversaries. Join Michael H. Huneke of Hughes Hubbard & Reed LLP and Jonathan Cross of Herbert Smith Freehills LLP in this CLE webcast to learn what these changes mean and practical tips for responding to them.

2024-04-20T04:37:09-04:00

Recent Legal Developments in Federal Securities Litigation: What You Need to Know

Join us for a riveting webinar where we delve into the realm of federal securities litigation and explore the latest legal developments that have shaped this dynamic field. This webinar is designed to provide lawyers, legal professionals, and individuals in the corporate sector with valuable insights into the ever-evolving landscape of securities litigation.

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