Broadcast Date: Wednesday, May 10, 2023
from 3:00 pm to 4:00 pm (ET)

Overview:

Under Chair Gensler’s administration, the Securities and Exchange Commission (SEC) has recently adopted amendments to three executive compensation rules related to the recovery of erroneously awarded compensation (so-called “clawback”), executive trading under Rule 10b5-1 plans, and pay versus performance. Among other requirements, these rules create new disclosure requirements for public companies. Staying updated with the SEC’s executive compensation rules and other developments is crucial for compliance, transparency, and shareholder engagement.

Listen as experienced economic consultants Simona Mola and Kyla Wethli from Cornerstone Research provide a comprehensive discussion of the latest regulations and enforcement trends concerning executive compensation.

Key topics include:

  • The SEC’s Executive Compensation Regulations: An Overview
  • Understanding the New SEC Guidelines
    • Clawback
    • Executive trading under 10b5-1 plans
    • Pay versus performance and other disclosure requirements
  • Trends in SEC enforcement related to executive compensation issues
  • Economic issues and analysis that may rise in executive compensation-related litigation

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

On-demand Webcast (CLE)

 

Prerequisite:

General knowledge of executive compensation

 

Course Code:

1410883

 

NY Category of CLE Credit:

Areas of Professional Practice

 

Total Credit:

1.0 CLE

Speaker Panel:

Simona Mola, Principal
Economic Consultant
Former SEC Assistant Director and Senior Policy Advisor

Cornerstone Research

Simona Mola has two decades of experience in consulting, government, and academia. At Cornerstone Research, Dr. Mola conducts financial and economic analyses in complex commercial litigation and regulatory proceedings. Prior to joining the private sector, Dr. Mola was assistant professor at Arizona State University and also served as assistant director and senior policy advisor at the U.S. Securities and Exchange Commission. At the SEC, she led and developed numerous economic analyses for high-profile rulemakings and policy projects related to corporate finance, disclosure requirements, capital formation, corporate governance, and executive compensation. Dr. Mola has expertise with economic issues involving cryptocurrency, blockchain use cases, and token economies. She regularly publishes in the space and has presented in numerous conferences.

Kyla Wethli, Senior Manager
Economic Consultant with Extensive
Experience in Executive Compensation

Cornerstone Research

Kyla Wethli consults on a range of economic, financial, and statistical issues, with a focus on securities litigation, executive compensation, and structured finance. Ms. Wethli also has experience with bankruptcy, breach of contract, defamation, and general damages matters. Her expertise spans multiple industries, including consumer goods, financial institutions, high tech, materials and commodities, and pharmaceuticals. Ms. Wethli supports attorneys and experts in all phases of litigation, including discovery, class certification, motion practice, and merits, as well as at trial.

Agenda:

Simona MolaPrincipal

Cornerstone Research

&

Kyla WethliSenior Manager

Cornerstone Research

  • Overview of the SEC’s approach to executive compensation.
  • Notable features of the SEC’s new clawback rule.
  • How the SEC’s new 10b5-1 amendments seek to address potential trading abuses.
  • Trends in SEC enforcement actions related to executive compensation.
  • Economic issues that may arise in litigation related to clawbacks and Rule 10b5-1 plans

 

Date & Time:

Wednesday, May 10, 2023

3:00 pm to 4:00 pm (ET)

Who Should Attend:

  • Executive Compensation Lawyers
  • Labor & Employment Lawyers
  • Chief Executive Officers
  • Board Chairman
  • General Counsel
  • Other Named Executive Officers
ImageNameCategory
Preventing Ransomware Attacks: A Practical Guide to Enhancing IT Security and Resiliency,
Speaker Preferred Package (Online Payment)
Asbestos Litigation: Demystifying Trends, Developments, and Defense Strategies,
New York Online CLE Bundle
Pennsylvania Online CLE Bundle
California Online CLE Bundle
Supercharging Privilege Review With AI, Analytics, and Automation,
The Hows and Whys of Child Abuse Reporting: A Comprehensive Ethical Guide for Lawyers,
Maximizing Your Innovation ROI: R&D Tax Credits in 2024 and Beyond,
Winning Patent Litigation: Essential Strategies and Tactics,
Cartel Investigations: A Blueprint for Defense,
Demystifying Economic Sanctions: Strategies for Success in a Global Economy,
Practical Trademark Perspectives from U.S. and Canadian Counsel,
Effectively Manage KYC Compliance: Keep Up with the Times by Getting Back to Basics,
OFAC Regulations and the Economic Sanctions Compliance Programs: Best Practices,
'Zombie' LIBOR for USD Contracts: Navigating the Critical Issues, ,
Calculating Lost Profits in Construction Claims: A Practical Guide,
False Claims Act and COVID-19 Implications: Key Considerations and Best Practices, ,

SPEAKERS

Simona MolaPrincipal
Economic Consultant
Former SEC Assistant Director and Senior Policy Advisor
Cornerstone Research
Kyla WethliSenior Manager
Economic Consultant with Extensive
Experience in Executive Compensation
Cornerstone Research

SUBSCRIPTION PACKAGES

ALL-ACCESS PASS

View Details

CLE LAW MONTHLY

View Details

CPE FINANCE MONTHLY

View Details

Join Over 160,000 Professionals Empowering Their Careers

Learn anywhere from over 3000+ live and recorded CLE, CPE & Technology Webcasts.