Broadcast Date: Tuesday, August 01, 2023
from 12:00 pm to 1:00 pm (ET)

Overview:

The Securities and Exchange Commission (SEC) has actively pursued significant enforcement actions for FY 2023 H1 period, zeroing in on various violations within the securities industry. Notably, the SEC has taken measures against unregistered cryptocurrency exchanges and securities offerings while continuing to ramp up its enforcement efforts in the ESG space.

Moreover, with cybersecurity breaches, market manipulation, artificial intelligence, and other emerging regulatory challenges on the horizon, it is crucial for industry participants to stay ahead of these developments to protect themselves and their investors.

Listen as distinguished securities practitioners Adrienna Huffman (The Brattle Group) and Joni S. Jacobsen (Dechert LLP) provide the audience with an in-depth analysis of the current state of securities litigation and enforcement. In this update, the speakers will provide insights on recent SEC actions, significant court rulings, and notable trends from the first half of 2023.

Key topics include:

  • Understanding SEC Enforcement Priorities
  • Recent SEC Actions and Court Rulings
  • Emerging Regulatory Challenges
  • Best Practices for Compliance
  • Expert Insights on Notable Trends

Credit:

Course Level:

Intermediate

 

Advance Preparation: 

Print and review course materials

 

Method of Presentation: 

On-Demand Webcast

 

Prerequisite:

General knowledge of securities litigation

 

Course Code:

1410894

 

NY Category of CLE Credit:

 Areas of Professional Practice

 

Total Credits:

1.0 CLE

Speaker Panel:

Adrienna Huffman, Senior Associate
Highly Experienced Securities Litigation Consultant

The Brattle Group, Inc.

Dr. Adrienna Huffman is a Senior Associate with The Brattle Group, where her expertise lies in capital markets and securities rules, particularly in the arena of financial reporting and disclosures. She conducts economic, financial and statistical analysis in the context of regulatory investigations, contract disputes, and commercial litigation. Prior to joining The Brattle Group, Dr. Huffman was an Assistant Professor at Tulane University’s A.B. Freeman School of Business. During her tenure there, she served as a visiting Financial Economist at the Securities & Exchange Commission’s (SEC) Division of Economics and Risk Analysis.

Joni S. Jacobsen, Partner
Co- chair of Securities and Commercial Litigation Practice

Dechert LLP

Joni S. Jacobsen, co-chair of the Securities and Complex Litigation practice group, defends publicly traded companies and their directors and officers when they become entangled in securities class action litigation, derivative litigation, SEC investigations and corporate governance disputes. Ranked in Chambers and The Legal 500 (U.S.), Ms. Jacobsen was named Among the Most Influential Women Lawyers in Chicago by Crain’s Chicago Business, and has been named to the Illinois Super Lawyers list for the last ten years, one of a select number of female attorneys recognized in the Securities Litigation section. For the past seven years she has been a Lecturer in Law at the University of Chicago Law School, her alma mater, where she teaches a seminar in Strategic Considerations in Securities Litigation. She also is a prolific author on securities litigation and corporate governance issues and frequently lectures on such topics.

Agenda:

Adrienna HuffmanSenior Associate

The Brattle Group, Inc.

and

Joni S. JacobsenPartner

Dechert LLP

  • Crypto-related litigation
    • Civil securities litigation update

    • SEC update

  • Environmental, Social, and Governance (ESG)-related litigation
    • Civil securities litigation update

    • SEC update

  • Special Purpose Acquisition Companies (SPAC)-related litigation
    • Civil securities litigation update

    • SEC update

 

Date & Time:

Tuesday, August 01, 2023

12:00 pm to 1:00 pm (ET)

Who Should Attend:

  • Securities Lawyers
  • Business Lawyers
  • Corporate Lawyers
  • Financial Reporting Managers
  • Risk and Compliance Officers
  • Legal Consultants
  • Corporate Executives
  • General Counsel
ImageNameSummaryPriceBuy
Antitrust 'No-Poach' Agreement Enforcement: Key Focus Areas in 2024

CLE: 1.5 Credits | Broadcast Date: Check back for updates or Click Here and get notified of the new date | Price Includes CLE & Recording

$69.00
Asbestos Litigation: Demystifying Trends, Developments, and Defense Strategies

CLE: 1.0 Credit | Broadcast Date: Thursday, May 26, 2022, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording

$69.00
Asbestos Litigation: What's Changing in 2024 and Beyond

CLE: 1.5 Credit | Broadcast Date: Tuesday, July 9, 2024, from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording

$69.00
Cartel Investigations: A Blueprint for Defense

CLE: 1.5 Credits | Broadcast Date: Tuesday, May 21, 2024, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording

$69.00
CLE Processing

Online Payment for CLE Processing

$35.00$150.00
Cybersecurity Management: Best Practices in a Remote Environment

CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Thursday, April 22, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording

$69.00
Demystifying Economic Sanctions: Strategies for Success in a Global Economy

CLE: 1.0 Credit | Broadcast Date: Tuesday, May 14, 2024, from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording

$69.00
Executive Compensation: Hot Topics and Emerging Trends

CLE: 1.0 Credits| Broadcast Date: Monday, November 18, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes Recording

$69.00
Hatch-Waxman Case-Law Developments and New Jersey Practice Insights

CLE: 1.0 Credit | Broadcast Date: Wednesday, October 23, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording

$69.00
Mastering the Art of Demonstrating and Recouping Lost Profit Damages: A Hands-On Guide

CLE: 1.0 Credit | Broadcast Date: Tuesday, November 12, 2024. from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording

$69.00
Maximizing Your Innovation ROI: R&D Tax Credits in 2024 and Beyond

CLE: 1.0 CLE | 1.0 CPE (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Thursday, March 28, 2024, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording

$69.00
Navigating Challenges in Patent Damages Analysis: Key Considerations for Litigants and Counsel

CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Wednesday, December 13, 2023, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00
Navigating Double Patenting in the USPTO Era of Rulemaking

CLE: 1.5 Credits | Broadcast Date: Tuesday, February 25, 2025, from 12:00 PM to 1:30 (ET) | Price Includes CLE Credits & Recording

$69.00
Navigating the Evolving Patent Damages Landscape: Key Insights and Best Practices

CLE: 1.0 Credits | Broadcast Date: Thursday, June 27, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording

$69.00
Navigating the FTC's Final Rule on Noncompete Agreements: Critical Insights for Employers

CLE: 1.5 Credits| Broadcast Date: Wednesday, September 4, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE Credits & Recording

$69.00
New York Online CLE Bundle 2023

This bundle allows you to complete 24 New York CLE credits. These courses are all on-demand and can be completed at your convenience.

 

 

 

$199.00
Preventing Ransomware Attacks: A Practical Guide to Enhancing IT Security and Resiliency

CLE: 1.5 Credits  | Broadcast Date: Monday, September 13, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording

$69.00
Speaker Preferred Package (Online Payment)

Speaker Preferred Package (for Credit Payment processing)

$599.00$799.00
Sponsorship

Online Payment for Sponsorship

$5,500.00$15,000.00
Supercharging Privilege Review With AI, Analytics, and Automation

CLE: 1.0 Credit| Broadcast Date: Friday, February 25, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00
The Future of Insurance Claims: Using Generative AI to Combat Bad Faith

CLE: 1.5 Credits| Broadcast Date: Wednesday, December 18, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE Credits & Recording

$69.00
The Hows and Whys of Child Abuse Reporting: A Comprehensive Ethical Guide for Lawyers

CLE: 2.0 Credits | Broadcast Date: Wednesday, June 29, 2022 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording

$69.00
Trade Secrets, and What You Need to Know to Protect Them

CPE: 2.0 Credits | Broadcast Date: Thursday, December 5, 2024, from 12:00 PM to 2:00 PM (ET) | Price Includes CLE Credits & Recording

$69.00
Understanding R&D Tax Credits and Amortization: Navigating Changes and Maximizing Benefits

CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Wednesday, August 30, 2023 from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording

$69.00
Winning Patent Litigation: Essential Strategies and Tactics

CLE: 1.0 Credit | Broadcast Date: Wednesday, April 25, 2024 from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording

$69.00
Practical Trademark Perspectives from U.S. and Canadian Counsel

CLE: 1.5 Credits | Broadcast Date: Tuesday, September 28, 2021 from 3:00 to 4:30 PM ET | Price Includes CLE & Recording

$69.00
Effectively Manage KYC Compliance: Keep Up with the Times by Getting Back to Basics

CLE: 1.0 Credit | Broadcast Date: Wednesday, August 11, 2021 from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording

$69.00
OFAC Regulations and the Economic Sanctions Compliance Programs: Best Practices

CLE: 1.0 | Broadcast Date: Thursday, September 29, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00
'Zombie' LIBOR for USD Contracts: Navigating the Critical Issues

CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Wednesday, May 12, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00
Calculating Lost Profits in Construction Claims: A Practical Guide

CLE: 1.0 Credit | CPE : 1.0 Credit (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Monday, January 25, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00
False Claims Act and COVID-19 Implications: Key Considerations and Best Practices

CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Wednesday, February 24, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording

$69.00

SPEAKERS

Adrienna HuffmanSenior Associate
Highly Experienced Securities Litigation Consultant
The Brattle Group, Inc.
Joni S. JacobsenPartner
Co- chair of Securities and Commercial Litigation Practice
Dechert LLP

SUBSCRIPTION PACKAGES

ALL-ACCESS PASS

View Details

CLE LAW MONTHLY

View Details

CPE FINANCE MONTHLY

View Details

Join Over 160,000 Professionals Empowering Their Careers

Learn anywhere from over 3000+ live and recorded CLE, CPE & Technology Webcasts.