Broadcast Date: Tuesday, June 09, 2020
from 12:00 pm to 1:30 pm (ET)
Overview:
When a certain company is served with a subpoena from the Securities and Exchange Commission (SEC), it indicates that the Commission has obtained sufficient information to get a formal investigation order. It can be harrowing for any business entity to be served with such order as it may have a significant impact on the company’s resources and overall reputation.
An organization’s response to the initial inquiry and the management of its actions following the start of the investigation can be crucial in handling such dilemma. It is, therefore, imperative to be equipped with comprehensive knowledge in dealing with SEC investigations, especially in today’s landscape where enforcement actions are expected to increase as the Commission closely monitors the disruption of global capital markets due to the COVID-19 crisis.
In this LIVE Webcast, securities law experts Jennifer Marietta-Westberg (Cornerstone Research) and Jared L. Kopel (Alto Litigation) will provide the audience with an in-depth analysis of the recent trends and developments in SEC Investigations. As experts, they will offer a comprehensive guide to properly respond and deal with such investigations as well as an outlook of what’s ahead amid the current pandemic.
Key Issues:
- A Guide to SEC Investigation
- Trends and Developments
- Responding to and Dealing with SEC Investigations
- SEC’s Response to COVID-19 and Crypto
- Best Practices
- Outlook
Credit:
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
On-demand Webcast (CLE)
Prerequisite:
General knowledge of securities law
Course Code:
148679
NY Category of CLE Credit:
Areas of Professional Practice
Total Credits:
1.5 CLE
How to Claim CLE Credits Per State:
https://knowledgewebcasts.com/how-to-claim-cle-credits-per-state/
CLE State Requirements:
https://knowledgewebcasts.com/cle-state-requirements/
CPE State Requirements:
Speaker Panel:
Jennifer Marietta-Westberg, Principal
Cornerstone Research
Jennifer Marietta-Westberg consults on economic and financial issues arising in litigation and regulatory investigations in financial markets. Dr. Marietta-Westberg addresses allegations related to financial reporting, asset management, trading, private equity, and mergers and acquisitions.
An experienced expert witness, she has testified on matters related to Rule 10b-5/Section 11 securities class actions, damages, alleged insider trading, corporate governance, and Employee Retirement Income Security Act (ERISA) matters. Dr. Marietta-Westberg has supported respondents in enforcement actions involving the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC).
Dr. Marietta-Westberg is a member of the Investor Advisory Committee of the SEC, which offers guidance to the Commission on regulatory priorities and initiatives to support the integrity of the securities marketplace. She also serves on the board of directors at the Institute for Law and Economics at the University of Pennsylvania and is a practitioner director of the Financial Management Association.
Dr. Marietta-Westberg worked for ten years at the SEC, in several capacities. She served as the deputy chief economist and deputy director of the Division of Economic and Risk Analysis (DERA) from 2013 to 2016. At the SEC, Dr. Marietta-Westberg managed economic analysis in support of Commission policy and rulemaking in the areas of asset management, broker-dealers, credit rating agencies, and market microstructure. She oversaw many of DERA’s economic analyses in support of international initiatives.
Prior to joining the SEC, Dr. Marietta-Westberg was an assistant professor at Michigan State University. Her research has been published in the Journal of Accounting and Economics, the Journal of Corporate Finance, and European Financial Management.
Jared L. Kopel, Senior Counsel
Alto Litigation
Jared Kopel has represented clients in more than 100 SEC and other governmental or regulatory investigations. Jared has conducted internal corporate investigations and advised clients on compliance with the securities laws and SEC regulations. Jared also has successfully represented clients in securities class action and derivative litigation, as well as general business litigation.
Before joining Alto, Jared was a partner in the litigation group of Wilson Sonsini Goodrich & Rosati, and had his own law firm. Jared is also a former Branch Chief of the SEC’s Division of Enforcement. Jared has written numerous articles on securities law topics for The Recorder legal publication, Law360, The Review of Securities and Commodities Law and other publications. He also has written chapters for a well-recognized securities law treatise.
Agenda:
Jared L. Kopel, Senior Counsel
Alto Litigation
- OVERVIEW OF SEC INVESTIGATIONS
- Investigations are conducted by the staff of the Division of Enforcement to determine whether there have been violations of the federal securities laws/the Division has staff in the home office in Washington, D.C. and in regional offices.
- Any enforcement proceeding must be approved by the Commission (meaning a majority of the five Commissioners) based on the recommendation by the staff of the Division of Enforcement.
- SEC has broad investigative powers; Investigations are wide-ranging and have been held to be akin to a grand jury investigation.
- SEC investigations are private and non-public.
- SEC staff always state that there are no subjects or targets of an investigation and that the investigations are merely fact-finding. But of course there are individuals and/or entities that are the focus of the investigation.
- SEC enforcement proceedings can be in the form of a civil action filed in federal court or an internal administrative proceeding before an in-house administrative law judge. The ruling by the ALJ can be appealed to the full commission and then to the U.S. Court of Appeals, either the Court of Appeals for the District of Columbia or the Court of Appeals in which the respondent (defendant) resides.
- Each investigation has a caption, such as “In the Matter of XYZ Corporation” or “In the Matter of Trading in the Securities of XYZ Corporation.” The caption will also have a letter designation reflecting the office conducting the investigation (“HO” for Home Office) and a numerical designation.
- SEC may make referrals to other federal and state agencies, such as the Department of Justice or an U.S. Attorney’s Office.
- Some investigations may be “sweeps” where the SEC is examining an industry or companies conducting a certain kind of business to determine if there is an issue concerning compliance with the securities laws.
- SOURCES OF INFORMATION FOR SEC INVESTIGATIONS
- Inspection of broker-dealer by SEC or FINRA
- Whistleblower complaint
- Corporate financial restatement.
- Resignation or dismissal of senior officers.
- Resignation of outside auditors; report by auditors pursuant to Section 10A of the Securities Exchange Act that the auditors detected illegal acts that could have material impact on financial statements and that the Board has failed to take remedial action.
- Voluntary presentation by company of potential violations after Internal investigation.
- Suspicious stock trading prior to a significant corporate event such as a major transaction or unexpected financial results.
- FINRA report of inquiry into trading after significant corporate event.
- Inability of company to make timely SEC filings.
- Corporate announcement of previously undisclosed product safety or quality problems.
- Corporate announcement of internal investigation,
- News articles.
- SEC review that reveals changes in corporate disclosure.
- Referral to Division of Enforcement by another division of SEC
- Referral from another federal agency
- Combination of above, e.g., company announces that it is delaying filing of quarterly or annual report due to internal investigation
- INITIAL CONTACT BY SEC
- Call by staff of the Division of Enforcement to General Counsel or CFO, or other senior officer.
- Letter to company requesting information and/or production of documents.
- Call by staff to individual/the Staff will ask questions of the individual/there is no need for the individual to speak or answer questions.
- Service of a subpoena or in certain but rare instances, service of a complaint that has been filed.
- Counsel can seek to have the staff discuss the basis for the inquiry and the issues that may concern the staff. Sometimes the issues are obvious, if the inquiry has been triggered by a corporate disclosure, a restatement or news article. But sometimes the reason is not so clear. The staff often will refuse to provide any information, stating that it is conducting a private, nonpublic inquiry. But sometimes the staff will provide some useful information. The assistant director in charge of the investigation will be more likely to exercise discretion and provide information concerning the nature of the inquiry. The extent to which the staff will provide information depends on the particular attorney and the office.
- After an initial contact by the SEC, the company, either the General Counsel or CFO, should write and disseminate a litigation hold that instructs employees to preserve all documents that may be relevant. In larger companies, particularly those with foreign offices, there must be confirmation that departmental or office heads understand the need to preserve documents. There should be periodic reminders concerning the litigation hold.
- Notice should be provided to the company’s D&O carrier.
- INFORMAL INQUIRIES
- There are two kinds of SEC investigations – an informal inquiry or a Formal Investigation.
- Informal inquiry is usually initiated as a “matter under inquiry” or MUI/there will be a “M” in the caption of the investigation, such as MHO for a Matter Under Inquiry by the Home Office
- An informal inquiry may be initiated by the staff of the Division of Enforcement in order to obtain information to determine whether there is a possibly that violations have occurred.
- In an informal inquiry, the Staff lacks subpoena power. Therefore cooperation with the Staff’s requests for information, documents or testimony is voluntary. However, the SEC can compel compliance with requests from regulated entities, such as broker-dealers and registered investment advisers, who are required to produce documents imaintained n the ordinary course of business.
- A MUI should be terminated or converted into a Formal Investigation within 60 days. However, there are instances where an entire investigation, up to the initiation of an enforcement action, has been conducted as an informal inquiry.
- Companies have an incentive to maintain the investigation as an informal inquiry by cooperating with the staff. For one thing, there is less pressure to disclose an informal inquiry.
- As with a Formal Investigation, all recipients of requests for information, documents or testimony receive Form 1662, which advises, among other things, about the “routine uses” of information that is provided to the SEC. These uses include providing information to federal and state regulatory agencies; self-regulatory organizations; and to bar associations or accountancy boards. Form 1662 also warns against perjury or making false statements to government officials; the right to invoke the Fifth Amendment; and the right to be represented by counsel.
- As with a Formal Investigation, testimony is under oath, except that in an informal inquiry the oath is administered by the court reporter and not by the staff attorney. There is the right to order a transcript of the testimony.
- In an informal inquiry, the staff may request a telephone interview with an individual (such a request may be made in a Formal Investigation but less often). The risk is that in an informal telephone interview there is no formal record so counsel must take good notes. There is also a risk in having questioning that is less structured than in formal Q&A testimony.
- There is normally give-and-take in a response to the staff’s request for documents, whether it is an informal request or pursuant to subpoena. The staff’s requests are typically extremely broad and counsel normally attempts to negotiate a reduced scope of production. In an informal inquiry, counsel has some leverage because any production of documents is voluntary. On the other hand, the SEC staff can take the position that the refusal to cooperate with the document request will result in a Formal Investigation.
- Regulated entities have an incentive to produce documents beyond those maintained in the ordinary course of business in order to avoid antagonizing the SEC.
- All submissions of documents or information should be accompanied by a request for confidential treatment under the Freedom of Information Act.
- The company should conduct an internal inquiry to determine those employees who may have relevant information; to collect and review potentially relevant documents; and to at least reach a preliminary conclusion concerning whether the company and/or current or former officers, director or employees have potential liability.
- If the company determines to conduct an internal investigation, the staff may place the inquiry on hold pending the findings of the investigation. These internal investigations are typically conducted under the authority of the Audit Committee by independent counsel. The Audit Committee and the counsel that conducted the investigation will be expected to present their findings to the SEC staff
- FORMAL INVESTIGATIONS
- These are investigations conducted pursuant to an Order Directing Private Investigation and Designating Officers to Take Testimony. This order is typically referred to as the Formal Order of Investigation.
- A Formal Order may be issued by the Commission or by the Director of the Division of Enforcement or other senior members of the Division of Enforcement as delegated by the Commission. The staff will write a memorandum discussing the underlying facts, the potential violations of the securities laws and the need for a Formal Order.
- A MUI may be elevated to a Formal Investigation but there is no need for the staff to first have conducted an informal inquiry before moving to a Formal Investigation. The staff often will conclude initially that subpoena power is required, particularly if it appears that documents and/or testimony will be required from third parties.
- The Formal Order has two parts. The first part describes the general nature of the investigation that has been authorized, including the potential violations of the federal securities laws. The second part designates staff members to act as officers for the purpose of the investigation, which empowers them to issue subpoenas for testimony and documents, and administer oaths.
- A recipient of a request for documents and/or testimony has the right to request a copy of the Formal Order. The request is typically addressed to the Assistant Director in charge of the investigation. Each office may require slightly different wording in the request, but generally the request will represent that the Formal Order will be kept confidential and not be shown to any third party. The request for. a Formal Order is almost always granted.
- The Formal Order is generally boilerplate but it does provide the general time parameters for the investigation and the potential violations of particular statutes and rules that are being investigated. The staff, however, takes the position that the investigation is not limited or bound by the Formal Order.
- The SEC has nationwide service of process in serving subpoenas.
- A failure to comply with a subpoena for documents or testimony could result in the SEC filing a motion to compel in U.S. District Court.
- When the SEC staff terminates a Formal Investigation, the Staff should send a written notice of termination to an entity that is named in the caption. Thus if the caption is “In the Matter of XYZ Corporation,” there should be a written notice to XYZ Corporation that the investigation has been terminated. However, such letters have been sent to individuals even if their name was not in the caption. The letters state that the staff has only decided not to send a recommendation for an enforcement action to the Commission, and that the letter should not be viewed or represented as an exoneration.
- The SEC sometimes will take action without an investigation, such as filing a motion for an asset freeze if it appears that illicit profits may be lost. For example, such a motion may be filed where there is suspicious overseas trading before a major corporate event and it appears that the trading profits are about to be moved outside the U.S.
- ISSUES IN INVESTIGATIONS
- Conflicts – counsel must make an initial decision whether it can represent the company and current and former officers, directors and employees. Even when the engagement letters warn about the risks of multiple representation, it may not be prudent to represent the company and certain individuals if there is a significant risk of conflicts. It may be appropriate to retain shadow counsel for individuals in the absence of separate counsel.
- Parallel investigations – counsel must be aware of the risk of a parallel criminal investigation. In some cases the existence of a criminal investigation is known; in other cases, it will only be suspected. Counsel must make a decision to recommend whether an individual client should invoke his or her Fifth Amendment right and refuse to provide testimony. But it can be difficult for a senior officer or director of a public company, or an employee of a regulated entity, to invoke the Fifth Amendment.
- U.S. Attorneys will often move to stay a parallel SEC litigation in order to prevent the defendant from obtaining discovery that might assist in defending the criminal investigation. The U.S. Attorney may also assert that there is a risk that confidential witnesses will become known and could be intimidated. The SEC typically does not object to the motion to stay. While courts typically granted such motions, the recent trend has seen courts denying requests to stay the SEC litigation.
- White papers – participants in a SEC investigation traditionally were told by the staff that any statements or submissions by counsel had to await the formal Wells submission that would occur after the Wells notice by the staff following the conclusion of the investigation. But more recently, the staff has accepted so-called “white papers” during the course of the investigation. The white papers may address a specific factual or legal issue that is dispositive, or may address the overall investigation. The goal is to convince the staff that there is no basis for continuing the investigation and thus avoid a Wells notice. However, counsel must remember that like a Wells submission, a white paper may be used as an admission against interest; for impeachment purposes; or as direct proof of liability, barring some agreement with the staff concerning the use of the white paper. Rather than convincing the staff to drop the investigation, the white paper may assist the staff in the investigation by highlighting specific factual or legal issues that need to be addressed. The white paper, like a Wells submission, may also be discoverable in private litigation.
- As noted above, after an internal investigation, the Audit Committee and the attorneys who conducted the investigation will be expected to make a presentation to the SEC staff. But the presentation may waive any attorney work product protection. Similarly, a presentation by the lawyers for the Audit Committee to lawyers for other directors or for officers may waive any attorney-client privilege or work-product protection.
Jennifer Marietta-Westberg, Principal
Cornerstone Research
- Economic analysis relevant to responding to SEC investigations.
- Discussion of whether analytics differ pre- and post a Wells Notice.
- Discussion of specific analytic techniques relevant to different allegations.
- Discussion of possible formats for delivering the analysis.
- Use of experts in responding to SEC investigations.
Date & Time:
Tuesday, June 09, 2020
12:00 pm to 1:30 pm (ET)
Who Should Attend:
- Corporate and Securities Lawyers
- Finance Executives
- Fund Managers and Analysts
- In-house Counsel
- Top Level Management
- Risk and Compliance Officers
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 | Block Email Threats with AI: Best Defenses Against Phishing Attacks | Broadcast Date: Tuesday, July 26, 2022 from 12:00 pm to 1:00 pm ET | Price Includes Recording | $69.00 | |
 | Blockchain and Antitrust: Addressing Potential Competition Law Risks | CLE: 1.0 Credit | Broadcast Date: Tuesday, December 14, 2021 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Blockchain and Smart Contracts in the Supply Chain: Managing Key Issues and Potential Risks | CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Wednesday, May 06, 2020 from 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Bolstering BSA/AML Compliance in 2023: Effective Risk Management Programs Explored | Credit: 1.0 CLE | 1.0 CPE (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Wednesday, July 26, 2023 from 12:00 PM to 1:00 PM ET | Price Includes CLE, CPE & Recording | $69.00 | |
 | BPCIA Patent Dance: Navigating the Biosimilar Litigation Landscape in 2020 | CLE 1.0 Credit | Broadcast Date: Thursday, February 06, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Breaking Down Tax Controversy: Key Issues in 2025 | CLE: 1.0 Credits | Broadcast Date: Wednesday, February 12, 2025 from 12:00 PM to 1:00 PM (ET) | Price Includes CLE Credits & Recording | $69.00 | |
| Breaking Down the Business Lending Process: Learn How to Overcome Common Challenges for Financial Institutions | CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for On-demand credit) | Broadcast Date: Tuesday, August 31, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | Original price was: $69.00.$0.00Current price is: $0.00. | |
| Breaking Ground: Mastering Patent Eligibility in the Realm of ML, AI, and Software Innovations | CLE: 1.0 Credit | Broadcast Date: Monday, July 29, 2024, from 3:00 pm to 4:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Broker-Dealer Enforcement Trends: Exploring Regulatory Challenges and Compliance Issues | CLE: 1.0 Credit | Broadcast Date: Wednesday, June 15, 2022, from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | BSA/AML Compliance: Enforcement Trends and New Challenges | CLE: 1.0 Credit | Broadcast Date: Thursday, April 21, 2022, from 12:00 pm to 01:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | BSA/AML Emerging Trends: Best Compliance Practices for Your Firm | CLE: 2.0 Credits | Broadcast Date: Tuesday, March 8, 2022 from 3:00 pm to 5:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | BSA/AML Enforcement and Compliance: How to Effectively Mitigate Risks and Perils | CLE: 1.0 Credit | Broadcast Date: Wednesday, September 22, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | BSA/AML Enforcement Trends: Regulatory Guidance for an Effective Compliance Program | CLE: 1.5 Credits | Broadcast Date: Wednesday, September 7, 2022, from 12:00 pm to 1:30 pm ET | Price Includes CLE & Recording | $69.00 | |
 | BSA/AML Reform 2025: Strategies for Navigating Ongoing Challenges | CLE: 1.5 Credits | Broadcast Date: Tuesday, February 18, 2025, from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Building an Efficient Data Modernization Strategy: What You Must Know and Do | CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Tuesday, September 13, 2022 from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Business Bankruptcy Strategies: Navigating Complex Financial Reorganizations and Restructurings | CLE: 1.5 Credit | Broadcast Date: Thursday, March 6, 2025, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Calculating Patent Damages: Key Developments and Notable Cases Explored | CLE: 1.0 Credit | Broadcast Date: Thursday, April 13, 2023, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | California Online CLE Bundle 2023 | This bundle allows you to complete 25 California CLE credits. These courses are all on-demand and can be completed at your convenience. | $199.00 | |
| California Online CLE Bundle 2024 | This bundle allows you to complete 25 California CLE credits. These courses are all on-demand and can be completed at your convenience. For more information: | $49.00 | |
 | Cannabis Patent Litigation Updates: Recent Developments You Need to Know | CLE: 1.0 Credit | Broadcast Date: Thursday, December 16, 2021, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| Cannabis Unleashed: Unveiling Legal and Business Fundamentals | CLE: 1.0 | Broadcast Date: Tuesday, June 4, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Cartel and Collusion: Identifying Risks and Structuring Preventive Measures | CLE: 1.0 Credit | Broadcast Date: Wednesday, November 30, 2022 from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
| Cartel Investigations: A Blueprint for Defense | CLE: 1.5 Credits | Broadcast Date: Tuesday, May 21, 2024, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording | $69.00 | |
| CEO Pay Ratio Rule: What You Need to Know | CLE: 1.0 Credit | Broadcast Date: Thursday, July 09, 2020 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Chapter 11 Bankruptcy Protection: Resolving Complex Issues in Business Reorganizations | CLE: 2.0 Credits | Broadcast Date: Tuesday, September 20, 2022, from 12:00 PM to 02:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Chapter 11 Corporate Bankruptcy Reorganizations: Leases and Executory Contracts | CLE: 1.5 Credits | Broadcast Date: Wednesday, April 19, 2023, from 3:00 pm to 4:30 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Charting the Course: FCPA Enforcement and Compliance Strategies for Success | CLE: 1.0 Credit | Broadcast Date: Thursday, September 26, 2024 from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Child Abuse and Neglect: Ethical and Responsible Reporting Guidelines | CLE: 2.0 Credits | Broadcast Date: Wednesday, April 5, 2023, from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Civil Tax Controversies: Minimizing the Complexities and Overcoming Challenges | Credit: 1.0 CLE | 1.0 CPE (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Wednesday, September 28, 2022 from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Class Action and Complex Litigation: Demystifying Trends, Developments, and Legal Challenges | CLE: 1.5 Credits | Broadcast Date: Tuesday, September 01, 2020 from 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Class Action Litigation: A Comprehensive Guide to Recent Developments and Best Practices | CLE: 1.5 Credits | Broadcast Date: Thursday, August 8, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
| Class Action Litigation: Demystifying Trends, Developments, and Best Defense Strategies | CLE: 2.0 Credits | Broadcast Date: Wednesday, February 9, 2022 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Class Certification in Antitrust: Key Considerations to Avoid Pitfalls | CLE: 2.0 Credits | Broadcast Date: Wednesday, September 15, 2021 from 3:00 pm to 5:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Class Certifications: Trends, Developments and Effective Strategies | CLE: 1.5 credits |Broadcast Date: Tuesday, February 11, 2020 from 12:00 pm to 1:30 pm (ET) Price Includes CLE & Recording | $69.00 | |
| CLE Processing | Online Payment for CLE Processing | $35.00 – $150.00 | |
 | Cloud-Based Sales Tax Solutions: The Key to Reduced TCO, Increased ROI | CPE: 1.0 CLE | Broadcast Date: Thursday, October 28, 2021 from 2:00 pm to 3:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Collective Bargaining Agreements (CBA): Critical Issues and Strategic Practices Explored | CLE: 1.0 Credit | Broadcast Date: Tuesday, October 18, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Combatting Antitrust Misconduct in Government Procurement: Regulatory and Enforcement Developments | CLE: 1.5 Credits | Broadcast Date: Thursday, July 16, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Commercial Litigation in 2020: Winning Tips and Strategies | CLE: 1.5 Credits | Broadcast Date: Tuesday, April 14, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Commercial Litigation: Understanding and Calculating Lost Profit Damages | CLE: 1.0 Credit | Broadcast Date: Friday, May 19, 2023, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Commercial Real Estate Leases: Trends and Developments | 1.0 CLE |Broadcast Date: Tuesday, July 14, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Compliance, Compassion, and Clients: Legal Insights into Mental Health | CLE: 1.0 Credit | Broadcast Date: Monday, December 16, 2024, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE Credits & Recording | $69.00 | |
| Conducting Internal Investigations in the Time of COVID-19 and Beyond: Best Practices and Key Considerations | CLE: 1.5 Credits | Broadcast Date: Tuesday, February 22, 2022 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Connecticut Online CLE Bundle 2024 | This bundle allows you to complete 12 Connecticut CLE credits. These courses are all on-demand and can be completed at your convenience. For more information, click here to see the state CLE requirements. | $99.00 | |
 | Construction Defect Claims and Litigation: Managing Risks and Ensuring Best Practices | CLE: 1.0 Credit | Broadcast Date: Tuesday, December 6, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Construction Defect Litigation and Insurance Coverage: What You Must Know and Do | CLE: 1.0 Credit | Broadcast Date: Wednesday, May 20, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes Recording | $69.00 | |
 | Construction Disputes: A Comprehensive Guide on How to Avoid Settlement Table Risks | CLE: 2.0 Credits | Broadcast Date: Wednesday, September 23, 2020 from 3:00 pm to 5:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Construction Disputes: Strategies and Best Practices to Manage Complexities and Challenges | CLE 2.0 Credits |Broadcast Date: Tuesday, April 28, 2020 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Consumer Class Action Litigation: Tips & Strategies for Your Firm in 2020 and Beyond | CLE: 1.5 Credits | Broadcast Date: Tuesday, September 15, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Consumer Finance 2025: Managing Risks and Opportunities in a Shifting Landscape | CLE: 1.0 Credits | Broadcast Date: Wednesday, January 29, 2025, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Consumer Law: A Comprehensive Guide on Handling Short- and Long-Term Disability Claims | CLE: 1.0 Credit | Broadcast Date: Monday, September 20, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Corporate Bankruptcy and Restructuring: Latest Trends to Watch in 2022 | CLE: 1.0 Credit | Broadcast Date: Tuesday, April 12, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Corporate Transparency Act: Understanding FinCEN's Final Rules and Key Reporting Guidelines | CLE: 1.5 Credits | Broadcast Date: Check back for updates or Click Here and get notified of the new date. | Price Includes CLE & Recording | $69.00 | |
 | Countering Fraud Risks in the Insurance Industry: A Blueprint for Your Business | Credits: 1.5 CLE | Broadcast Date: Thursday, June 1, 2023, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Coverage and Bad Faith Litigation: Exploring Deposition Strategies for Insurers and Policyholders | CLE: 1.5 Credits | Broadcast Date: Friday, July 16, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Critical Issues in Hatch-Waxman Litigation | CLE: 1.5 Credits | Broadcast Date: Monday, December 18, 2023, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Cross-Border Investigations: Trends and Predictions for 2022 | CLE: 1.0 Credit | Broadcast Date: Thursday, January 20, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Cyber Threat Intelligence: How to Prepare Against Attacks from the Deep and Dark Web | Broadcast Date: Wednesday, March 23, 2022 from 10:00 am to 11:00 am (ET) | Price Includes Recording | $69.00 | |
 | Cybersecurity for Lawyers: Stay Ahead of the Curve in 2024 | CLE: 2.0 Credits | Broadcast Date: Thursday, March 28, 2024, from 3:00 PM to 5:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Cybersecurity Management: Best Practices in a Remote Environment | CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Thursday, April 22, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Danger in Plain Sight: Cyber Threats in Social Media | Broadcast Date: Tuesday, July 19, 2022, from 10:00 am to 11:00 am (ET) | Price Includes Recording | $69.00 | |
 | Data Breach Class Action Litigation on the Rise: Winning Strategies | CLE: 1.5 Credits | Broadcast Date: Thursday, July 30, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Data Security Management: Common Threats and Best Practices to Bolster Defenses | CLE: 1.0 Credit | Broadcast Date: Thursday, February 23, 2023, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Demystifying Copyright Law: Your Key to Intellectual Property Rights | CLE: 1.0 Credits | Broadcast Date: Wednesday, July 17, 2024, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Demystifying Discretionary Denials by the PTAB: Hot Buttons Explored | CLE: 1.0 Credit |Broadcast Date: Wednesday, July 28, 2021 from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Demystifying Economic Sanctions: Strategies for Success in a Global Economy | CLE: 1.0 Credit | Broadcast Date: Tuesday, May 14, 2024, from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Demystifying FINRA Arbitration: Navigating Disputes with Confidence | CLE: 1.5 | Broadcast Date: Wednesday, April 3, 2024, from 12:00 pm to 1:30 pm (ET)| Price Includes CLE & Recording | $69.00 | |
 | Demystifying Insurance Bad Faith Claims: Litigation Red Flags and Tactics | CLE: 1.5 Credits | Broadcast Date: Tuesday, April 19, 2022 from 3:00 pm to 4:30 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Demystifying Recent Trends in PFAS Litigation: Product Liability and Beyond | CLE: 1.0 Credit | Broadcast Date: Wednesday, September 11, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes Recording | $69.00 | |
 | Demystifying Special-Purpose Acquisition Companies (SPACs): Separating the Potential from the Hype | CLE: 1.0 Credit | Broadcast Date: Tuesday, March 15, 2022 from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Demystifying the Current Landscape of Broker-Dealer Regulation: Hot Buttons Explored | CLE: 1.5 Credits | Broadcast Date: Wednesday, December 1, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Demystifying the Economic Impact of US Sanctions Against Russia | CLE: 1.0 Credit | Broadcast Date: Tuesday, July 12, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Demystifying the Impact of the COVID-19 Crisis on the Cannabis Industry: Hot Buttons | CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credits) |Broadcast Date: Thursday, December 17, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording
| $69.00 | |
 | Demystifying Trust Liquidation and Post Confirmation in Bankruptcies: A Comprehensive Guide | CLE: 1.0 Credit | Broadcast Date: Friday, May 27, 2022, from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| Deposition Strategies in Coverage and Bad Faith Litigation: Best Practices Explored | CLE: 1.0 Credit | Broadcast Date: Wednesday, October 14, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Developing Strategic Patent Portfolios for Start-ups: Tips and Strategies Explored | Credit: 1.0 CLE | Broadcast Date: Wednesday, February 1, 2023 from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| Digital Assets and Estate Planning: Key Considerations and Best Practices for Fiduciaries | CLE: 1.0 Credit | Broadcast Date: Wednesday, August 4, 2021, from 03:00 pm to 4:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| Discounted 2nd Speaking Slot ($549 - Credit Card Payment) | Discounted 2nd Speaking Slot (for Credit Payment processing) | $549.00 | |
| Distressed Debt Investing in the Oil and Gas Industry: Opportunities and Challenges | CLE: 2.0 Credits | Broadcast Date: Friday, November 18, 2016, from 3:00 PM to 5:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Distressed Healthcare Restructurings: Navigating the New Normal | CLE: 1.0 Credit | Broadcast Date: Monday, April 29, 2024, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Diversity and Inclusion: Trends and Equality in the Legal Profession | CLE: 2.0 Credits | Broadcast Date: Tuesday, June 14, 2022, from 12:00 PM to 2:00 PM (ET) | Price Includes Recording | $69.00 | |
 | Diversity, Equity and Inclusion (DEI) in the Workplace: Developing Actionable Objectives | CLE: 2.0 Credits | Broadcast Date: Tuesday, November 21, 2023, from 12:00 PM to 2:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| Diversity, Equity, and Inclusion in the Legal World: Key Strategies to Address Equity Challenges | CLE: 2.0 Credits | Broadcast Date: Wednesday, April 27, 2022, from 12:00 PM to 2:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| EB-5 Immigrant Investor Program: Navigating Changes and Recent Developments | CLE: 1.5 Credits | Broadcast Date: Wednesday, July 13, 2022, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Effective Data Breach Prevention and Response: Practical Tips and Strategies | CLE: 1.0 Credit | Broadcast Date: Tuesday, October 12, 2022, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Effective Diversity and Inclusion Management in the Workplace: What You Should Know and Do | CLE : 1.5 Credits | Broadcast Date: Friday, February 21, 2020 from 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Effective Executive Compensation Strategies: Treading Through the Difficult Challenges | CLE: 1.0 Credit | Broadcast Date: Tuesday, June 09, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Effective Intellectual Property Damages Calculation: A Comprehensive Guide | CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Wednesday, September 30, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Emerging Critical Issues in National Security Law | CLE: 1.0 Credit | Broadcast Date: Wednesday, June 14, 2023, from 10:00 AM ET to 11:00 AM ET | Price Includes CLE & Recording | $69.00 | |
| Emerging Issues in Patent and Trade Secret Law: Protecting and Litigating Proprietary Subject Matter in the Life Sciences, and Critical Updates for Counsel and Industry | CLE: 2.0 Credits | Broadcast Date: Monday, October 18, 2021 from 3:00 pm to 5:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Emerging Trends and Developments in Antitrust Enforcement: Addressing Critical Issues | CLE: 1.5 Credits | Broadcast Date: Thursday, July 16, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Emerging Trends and Developments in Antitrust Merger Enforcement: What Lies Ahead | CLE: 2.0 Credits | Broadcast Date: Thursday, February 20, 2020 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Emerging Trends and Developments on ISDA’s Credit Derivatives Definitions: Navigating Implications to the Year Ahead and Beyond | CLE: 1.5 Credits | Broadcast Date: Thursday, June 04, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Emerging Trends in Antitrust Enforcement: A Look Ahead | CLE: 1.5 Credits | Broadcast Date: Tuesday, May 3, 2022 from 12:00 pm to 1:30 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Eminent Domain and Land Valuation Litigation: Regulatory Updates and Case Studies | CLE: 1.0 Credit| Broadcast Date: Tuesday, December 12, 2023, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Employee Benefit Plans Update: Best Compliance Practices for New and Existing Legislations | CLE: 1.0 Credit | Broadcast Date: Wednesday, March 23, 2022, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Employment Class Actions: The 2020 Landscape Explored | CLE: 1.0 Credit | Broadcast Date: Thursday, October 08, 2020 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Employment Law Class Action Update: Analyzing Recent Trends and Developments | CLE: 1.5 Credits | Broadcast Date: Tuesday, January 16, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Enhancing Corporate Governance with Effective Internal Investigations | CLE: 1.5 Credits | Broadcast Date: June 20, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Enterprise Resource Planning (ERP) in the Cloud: Exploring the Benefits and Drawbacks | Broadcast Date: Thursday, November 17, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes Recording | $69.00 | |
 | Environmental Regulation: Enforcement Priorities and Compliance Issues to Watch Out For | CLE: 1.5 Credits | Broadcast Date: Monday, July 26, 2021 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | ERISA Class Action Developments: Unravel the Mysteries of Retirement Plan Mismanagement | Credit: 1.0 CLE | Broadcast Date: Tuesday, October 18, 2022, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | ERISA: Defense Strategies to DOL Litigation and Investigations | CLE: 1.5 Credits | Broadcast Date: Wednesday, October 18, 2023, from 12:00 PM to 1:30 PM ET | Price Includes CLE & Recording | $69.00 | |
 | ERISA’s Fiduciary Duties: Recent and Significant Court Decisions | CLE: 1.5 Credits | Broadcast Date: Monday, December 5, 2022 from 3:00PM to 4:30PM ET| Price Includes CLE & Recording | $69.00 | |
 | ESOP, Business Succession, and Tax Planning: Key Considerations | CLE: 1.5 Credits | Broadcast Date: Tuesday, May 23, 2023 from 1:00 PM to 2:30 PM ET | Price Includes CLE & Recording
| $69.00 | |
 | Essentials of an Effective Third-Party Risk Management Framework: A Practical Guide | Broadcast Date: Thursday, June 30, 2022 from 12:00 pm to 1:00 pm ET | Price Includes Recording | $69.00 | |
 | Ethical Crisis Response: Navigating Legal Challenges in Youth Organizations | CLE: 2.0 Credits | Broadcast Date: Monday, January 13, 2025 from 12:00 PM to 2:00 PM (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Ethical Strategies for the Modern Lawyer: Navigating the Future of Law in 2024 | CLE: 2.0 Credits | Broadcast Date: Monday, April 15, 2024 at 3:00 PM to 5:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| Ethics Guide for Lawyers: Demystifying the Dos and Don’ts | CLE: 1.0 Credit | Broadcast Date: Tuesday, October 5, 2021 from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| Ethics Guide for Lawyers: Significant Trends and Best Practices | CLE: 2.0 Credits | Broadcast Date: Wednesday, May 20, 2020 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Ethics in the Digital Age: Maximizing Social Media's Impact on Claims and Litigation | CLE: 2.0 Credits | Broadcast Date: Thursday, October 17, 2024, from 3:00 PM to 5:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| Executive Compensation Learnings from The Pandemic | CLE: 1.5 Credits | CPE: 1.5 Credits (Not eligible for On-demand credit) | Broadcast Date: Thursday, September 30, 2021 @ 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Executive Compensation: Hot Topics and Emerging Trends | CLE: 1.0 Credits| Broadcast Date: Monday, November 18, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes Recording | $69.00 | |
 | Executive Compensation: Latest Trends in Incentive Plan Design | CLE: 1.0 Credit | Broadcast Date: Wednesday, May 11, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Exploring Remote Patient Monitoring (RPM): The Future of Healthcare Is Here | Broadcast Date: Tuesday, December 7, 2021 from 3:00 pm to 4:00 pm (ET) | Price Includes Recording | $69.00 | |
 | Exploring the AI Patent Landscape: Emerging Top Trends and Shifts to Watch For | CLE: 1.0 Credit | Broadcast Date: Tuesday, July 25, 2023 from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording
| $69.00 | |
 | Exploring the Business Implications of the New CPRA Regulations | CLE: 1.0 Credit | Broadcast Date: Monday, May 22, 2023. from 12:00 to 1:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Exploring the Business Valuation Landscape: Key Considerations | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Tuesday, July 18, 2023, from 12:00 pm to 1:00 pm (ET) | Price Includes Recording | $69.00 | |
 | False Claims Act Enforcement: Defense Strategies in 2020 | CLE: 1.5 Credits | Broadcast Date: Friday, August 14, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | False Claims Act Enforcement: Exploring Recent Trends and Developments | CLE: 1.0 Credit | Broadcast Date: Thursday, October 19, 2023 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | FCPA Under Biden’s Administration: The Ever-Changing Landscape of Anti-Corruption Enforcement | CLE: 1.5 Credits | Broadcast Date: Wednesday, June 22, 2022 from 12:00 PM to 1:30 (ET) | Price Includes CLE & Recording | $69.00 | |
 | Federal Income Tax Update: Tracking Significant Changes | CLE: 1.0 Credit | Broadcast Date: Wednesday, March 22, 2023, from 3:00 pm to 4:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| Federal Tax Controversy: Demystifying Trends, Developments, and Critical Issues | CLE: 1.0 Credit | Broadcast Date: Thursday, October 15, 2020 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Federal Tax Controversy: IRS Enforcement Trends and Developments | CLE: 1.0 Credit | Broadcast Date: Monday, February 28, 2022 from 12:00 pm to 1:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | Federal White Collar Fraud Prosecutions: Examining the Supreme Court's New Restrictions | CLE: 1.0 Credit | Broadcast Date: Thursday, August 10, 2023, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Finalized Volcker Rule Amendments: Regulatory and Compliance Issues Explored | CLE: 1.5 Credits | Broadcast Date: Tuesday, February 25, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | FINRA Arbitration: Current Issues and Practice Tips for 2022 | CLE: 1.0 Credit | Broadcast Date: Tuesday, June 14, 2022 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | FINRA Arbitration: Current Issues and Practice Tips for 2023 | CLE: 1.0 Credit | Broadcast Date: May 17, 2023, from 12:00 PM to 1:00 PM ET | Price Includes CLE & Recording
| $69.00 | |
 | FINRA’s 2022 Priorities: Significant Changes and Emerging Issues Affecting Your Compliance Program | CLE: 1.5 Credits | Broadcast Date: Tuesday, September 20, 2022 from 3:00 PM to 4:30 PM ET | Price Includes CLE & Recording | $69.00 | |
| Foreign Corrupt Practices Act: Managing Risks in the 2020 Landscape | 1.5 CLE Credits | Broadcast Date: Thursday, April 16, 2020 from 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Fortress of Code: Building a Strong IP Strategy for Your Next Game | CLE: 1.0 Credit| Broadcast Date: Wednesday, October 30, 2024, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Fraud in the ACH Network: Prevention, Detection, and Risk Mitigation | Broadcast Date: Thursday, November 10, 2022, from 12:00 PM to 1:00 PM ET | Price Includes Recording | $69.00 | |
 | Georgia Online CLE Bundle 2024 | Georgia attorneys are allowed to complete 6 CLE credit hours of In-House/Self-Study CLE per compliance period. These courses are all pre-approved on-demand and can be completed at your convenience. For more information, click here to see the state CLE requirements. | $99.00 | |
| Global M&A Antitrust Outlook: Trends Shaping Enforcement Strategies | CLE: 1.0 Credit | Broadcast Date: Friday, November 15, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Government Contracts: A Practical Guide in the Post-COVID Era | CLE: 1.0 Credit | Broadcast Date: Wednesday, October 06, 2021 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Government Contracts: Opportunities, Risks, and Challenges You Should Know | CLE: 1.0 Credit | CPE: 1.0 Credit (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: Wednesday, September 28, 2022, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | Guide to Complying with OFAC Sanctions Regulations | CLE: 1.0 Credit | Broadcast Date: Wednesday, January 24, 2024 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Guiding Success with Ethical Integrity: Accounting's Professional Standards | CPE: 2.0 Credits (Not eligible for QAS (On-demand) CPE credit) | Broadcast Date: May 28, 2024 from 12:00 PM to 2:00 PM (ET) | Price Includes Recording | $69.00 | |
 | Handling Insurance Bad Faith Claims: Red Flags to Watch Out For | CLE: 1.0 Credit | Broadcast Date: Tuesday, May 17, 2022 from 12:00 PM to 01:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Hart-Scott-Rodino (HSR) Filing Developments: Analyzing Recent FTC Trends | CLE: 1.0 Credit | Broadcast Date: Thursday, October 6, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Hatch-Waxman Case-Law Developments and New Jersey Practice Insights | CLE: 1.0 Credit | Broadcast Date: Wednesday, October 23, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Hot Topics in Trade Secrets Law and Damages: What's New and Where Are We Headed? | CLE: 2.0 Credits | Broadcast Date: May 18, 2023, from 12:00 pm to 2:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | How Are Organizations Planning to Make QA Automation Effective in 2022? | CLE: 1.0 Credit | Broadcast Date: Thursday, February 17, 2022, from 1:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | How Manufacturers Are Outselling the Competition with More Informed Customer Relationships | Broadcast Date: Tuesday, May 9, 2023, from 11:00 AM to 12:00 PM ET | Price Includes Recording | $69.00 | |
| How Recent Court Decisions and New Developments in Data Analytics Are Reshaping Antitrust Class Actions | CLE: 1.5 Credits | Broadcast Date: Friday, December 13, 2024, from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
| How to Deal with Mental Illness and Substance Abuse Issues: A Practical Guide for Legal Professionals | CLE: 1.0 Credit | Broadcast Date: Thursday, July 28, 2022 from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
 | How To Defend Against Known & Unknown Storage & Backup Ransomware Threats | Broadcast Date: Thursday, November 10, 2022 from 10:00 AM to 11:00 AM (ET) | Price Includes Recording | $69.00 | |
 | How to Develop Contract Lifecycle Management: Strategies and Techniques for Improved Workflow | CLE: 1.0 Credit | Broadcast Date: Thursday, July 21, 2022 from 1:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| How to Effectively Conduct Internal Investigations: A Practical Guide | CLE: 1.0 Credit | Broadcast Date: Thursday, August 20, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | How to Effectively Handle Depositions in Insurance Coverage and Bad Faith Litigation: A Practical Guide | CLE: 1.0 Credit | Broadcast Date: Friday, September 24, 2021 from 12:00 pm to 01:00 pm ET | Price Includes CLE & Recording | $69.00 | |
| How to Effectively Handle Government Investigations: Strategies for Compliance Focused Fact Finding and Government Engagement | CLE: 1.0 Credit | Broadcast Date: Thursday, October 7, 2021 @ 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
| How to Effectively Prevent Bad Faith Claims: Critical Considerations for Insurers Explored! | CLE: 1.0 Credit | Broadcast Date: Friday, February 4, 2022, from 3:00 pm to 4:00 pm ET | Price Includes CLE & Recording | $69.00 | |
 | How to Effectively Protect Sensitive Data: A Comprehensive Guide | CLE: 1.0 Credit | Broadcast Date: Thursday, October 28, 2021 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | How to Effectively Use Expert Testimony to Prove Damages in Commercial Litigation: Winning Strategies for 2020 | CLE: 2.0 Credits | CPE: 2.0 Credits (Not eligible for QAS (On-demand) CPE credits) | Broadcast Date: Thursday, April 30, 2020 from 12:00 pm to 2:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | How to Effectively Use Expert Witness Testimony to Prove Damages in IP Litigation | CLE: 1.5 Credits | Broadcast Date: Tuesday, September 25, 2018 from 12:00 PM to 1:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | How to Mitigate and Manage Third-Party Risks: Leveraging Tools and Best Practices | CLE: 1.5 Credits | Broadcast Date: Thursday, October 13, 2022 from 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | How to Navigate Employment Contracts: Understanding the FTC's Ban on Noncompete Clauses | CLE: 1.0 Credits | Broadcast Date: Thursday, July 18, 2024, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Illinois- CLE Processing Fee | $65.00 | ||
 | Implementing Diversity, Equity, and Inclusion (DEI) Initiatives: A Roadmap | Credits: 2.0 CLE | Broadcast Date: Tuesday, June 27, 2023 from 3:00 pm to 5:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Implications of GEICO v. Whiteside on Bad Faith Litigation: A Comprehensive Analysis | CLE: 1.0 Credit | Broadcast Date: Thursday, February 17, 2022 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Improving the Effectiveness of Your Trademark Survey Evidence: Know How to Proceed | CLE: 1.5 Credits | Broadcast Date: Wednesday, August 22, 2018 at 3:00 pm to 4:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Independent Contractor Misclassification Litigation: Demystifying Tools and Tactics | CLE: 1.5 Credits | Broadcast Date: Thursday, January 27, 2022 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | Independent Contractor or Employee: The Dangers of Misclassification | CLE: 1.5 Credits | Broadcast Date: Wednesday, April 27, 2022 from 3:00 PM to 4:30 PM (ET) | Price Includes CLE & Recording | $69.00 | |
 | Independent Contractor Under the Fair Labor Standards Act: Navigating Complexities | CLE: 1.0 Credit | Broadcast Date: Monday, December 12, 2022 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Insights into Commercial Tenant Bankruptcy: Lease Rejection, Damage Claims, and Legal Obligations for Landlords | CLE: 1.0 Credit | Broadcast Date: Wednesday, December 11, 2024, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Insurance and Bad Faith Litigation: Latest Updates and Risk Mitigation Strategies | CLE: 1.0 Credit | Broadcast Date: Tuesday, June 13, 2023, from 3:00 PM to 4:00 PM ET | Price Includes CLE & Recording | $69.00 | |
| Insurance Bad Faith Litigation: Novel Issues and New Case Law | CLE: 1.5 Credits| Broadcast Date: Monday, December 16, 2024, from 12:00 pm to 1:30 pm (ET) | Price Includes CLE Credits & Recording | $69.00 | |
 | Insurance Coverage and Bad Faith Litigation in 2022: Best Practices for Resolving Insurance Disputes | CLE: 1.0 Credit | Broadcast Date: Wednesday, September 21, 2022 from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Intellectual Property Portfolio: Strategic Management Tips | CLE: 1.0 Credit | Broadcast Date: Thursday, July 28, 2022, from 12:00 PM to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| Inter Partes Reviews & Post Grant Proceedings: Best Strategies for Winning | CLE: 1.0 Credit | Broadcast Date: Wednesday, October 14, 2020 from 3:00 pm to 4:00 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| International Arbitration: Practical Tips and Best Strategies | CLE: 1.5 Credits | Broadcast Date: Tuesday, July 14, 2020 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
| International Arbitration: Trends, Developments, and Critical Issues | CLE: 1.5 Credits | Broadcast Date: Wednesday, February 16, 2022 from 12:00 pm to 1:30 pm (ET) | Price Includes CLE & Recording | $69.00 | |
 | IP Revolution: Will Your Innovation Survive the Patent, Trademark, and Copyright Shifts | CLE: 1.0 Credits | Broadcast Date: Wednesday, January 8, 2025, from 12:00 PM to 1:00 PM (ET) | Price Includes CLE & Recording | $69.00 | |
| IP Rights Enforcement and Technology Implications: Key Considerations and Best Compliance Practices Explored | CLE: 1.0 Credit | Broadcast Date: Wednesday, March 16, 2022, from 12:00 pm to 1:00 pm (ET) | Price Includes CLE & Recording | $69.00 |