PLAY RECORDING

Broadcast Date: Thursday, October 13, 2022
from 3:00 pm to 4:30 pm (ET)

Overview:

Third parties are vital in boosting business efficiencies and growth strategies. However, the threats associated with third parties such as potential regulatory scrutiny, poor data security, over-reliance on third-party safeguards, and service interruptions have also become rampant which, if not mitigated, could severely hamper business continuity. Thus, the third-party risk management (TPRM) program is taking on greater significance.

As risks continue to loom on the business landscape, it becomes crucial that organizations integrate a robust TPRM program that could automate their third-party risk management lifecycle while ensuring streamlined regulatory reporting and improved overall visibility into vendor performance.

Listen as a panel of key thought leaders and industry experts assembled by The Knowledge Group provide a comprehensive discussion on how to manage third-party risks. The speakers will also share tools and techniques to maximize your third-party risk management program and ensure compliance amid the shifting regulatory climate.

This Live Webcast will discuss the following:

  • Third-Party Risk Management: Notable Updates
  • Regulatory and Enforcement Trends
  • Critical Issues and Pitfalls
  • Implementing Efficient Third-Party Risk Management Program
  • TPRM Best Practices
  • What Lies Ahead

Learning Objectives:

  • Identify current regulatory developments and due diligence trends in third-party risk management.
  • Discover news ways and measures to integrate an environmental, social and governance (ESG) posture into third party due diligence.
  • Determine strategies to improve controls to compensate for increased vendor risk.

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

On-demand Webcast (CLE), Group-Internet Based

 

Prerequisite:

General knowledge of third-party risk management

 

Course Code:

1410082

 

NY Category of CLE Credit:

Law Practice Management

 

NASBA Field of Study:

Information Technology – Technical

 

Total Credit:

1.5 CLE

1.5 CPE (Not eligible for QAS (On-demand) CPE credit)

Speaker Panel:

Todd Boehler, Senior Vice President of Strategy
ProcessUnity

Todd is the Senior Vice President of Strategy at ProcessUnity. He has more than 20 years’ experience in product management and strategic roles for leading technology providers. In 2003, his governance, risk and compliance (GRC) startup was purchased by Stellent, which was soon after bought by Oracle Corporation. Todd worked for Oracle for seven years before joining ProcessUnity in 2014. He has extensive GRC experience, working with organizations’ engineering, services and sales teams to develop solutions, enable sales and deliver customer success.

Todd is responsible for collaborating with customers, partners, and internal product teams to develop and deliver high-value risk and compliance solutions. In his role, he drives the company’s cloud services roadmap and defines ProcessUnity’s overall strategic direction.

Elizabeth E. McGinn, Partner
Buckley LLP

Elizabeth McGinn, a partner at Buckley LLP, focuses her practice on assisting clients in identifying, evaluating, and managing the risks associated with cybersecurity, internal privacy, and information security practices, as well as those of third-party vendors.

Ms. McGinn advises clients on a range of state and federal privacy and data security requirements. In conjunction with this work, she develops policies and procedures, records retention schedules, and training materials. A significant part of her practice involves addressing data security breaches, working proactively with clients to prevent such breaches from occurring, and advising clients in responding to regulatory inquiries, investigations, and enforcement actions related to privacy, information security, and cybersecurity issues. She also assists numerous professional sports teams comply with data privacy concerns, consumer financing laws, and payment system issues.

Paul Noring, Managing Director
Berkeley Research Group

Paul Noring is a leader of BRG’s Financial Institution Advisory practice.

The practice specializes in assisting commercial banks, consumer finance companies, credit unions, mortgage banks, capital market participants, and insurance companies to solve pressing business issues. The group brings the right mix of functional experts, including CPAs, CFAs, CROs, CRCMs, FRMs, former regulators, data scientists, financial modelers, PhDs, technologists, former bankers, and long-time consultants to address immediate risk and drive lasting resolution/improvement.

Agenda:

SEGMENT 1

Todd BoehlerSenior Vice President of Strategy

ProcessUnity

  • Pre-contract due diligence trends and how to improve upstream processes
  • Continuous monitoring strategies to reduce assessment workload
  • How to incorporate ESG into third party due diligence

 

SEGMENT 2

Elizabeth E. McGinn Partner

Buckley LLP

Regulatory and Enforcement Trends

  • What regulators are saying about companies managing their third parties
  • Cases of where companies have not managed their third parties
  • Data breaches as a result of not managing

 

SEGMENT 3

Paul NoringManaging Director

Berkeley Research Group

  • Getting the human element to vendor risk management right
  • Key Day 2 risk assessment considerations – getting under the hood
  • Establishing enhanced controls to compensate for increased vendor risk

Date & Time:

Thursday, October 13, 2022

3:00 pm to 4:30 pm (ET)

Materials:

Download Course Materials

Who Should Attend:

  • Vendor Risk Managers/Officers
  • Compliance Managers/Officers
  • Information Technology Officers
  • VPs/Directors/Managers of IT
  • Chief Risk Officers
  • Risk Management Executives
  • Chief Compliance Officers
  • Chief Information Officers
  • Chief Operating Officers
  • Risk Analysts
  • Business Analysts
  • Internal Auditors

SPONSOR

SPEAKERS

Todd BoehlerSenior Vice President of Strategy
ProcessUnity
Elizabeth E. McGinnPartner
Buckley LLP
Paul NoringManaging Director
Berkeley Research Group

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