Broadcast Date: Thursday, June 20, 2024
from 12:00 pm to 1:30 pm (ET)

Overview:

In today’s complex business landscape, maintaining robust corporate governance practices is paramount for ensuring transparency, accountability, and ethical conduct within organizations. One of the crucial components of effective corporate governance is the implementation of thorough and efficient internal investigations processes.

Join our speakers in this CLE webcast for an insightful webinar where we delve into the strategies and best practices for enhancing corporate governance through effective internal investigations.

Key topics include:

  • Understanding the Importance of Corporate Governance
  • Navigating Legal and Regulatory Frameworks
  • Building an Effective Internal Investigations Framework
  • Best Practices for Conducting Internal Investigations

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

Live Webcast

 

Prerequisite:

General knowledge of internal investigations

 

Course Code:

1411037

 

Total Credits:

 

CLE Credit:

 

CA CLE 1.50 General - Approved Until: 6/30/2025

PA CLE 1.50 General - Approved Until: 6/20/2026

VT CLE 1:50 General - Approved Until: 12/31/2025

NJ CLE 1:50 General - Credits through Reciprocity

NY CLE 1:50 Areas of Professional Practice - Credits through Reciprocity

AR CLE 1:50 General - Credits through Reciprocity

CT CLE 1:50 General - Credits through Reciprocity

NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53

MO CLE 1.50 General - Approved Until: 6/20/2024

 

Pending CLE Application:

MS, GA, TN, WI

 

Self-Apply:

AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, SD, TX, UT, VA, WA, WV, WY

 

If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.

 

No MCLE Requirements:

DC, MD, MA, MI, SD

 

Not Eligible for CLE:

AK, AZ, HA

Speaker Panel:

Andrew M. Rosini, Senior Managing Director, Leader of Global Risk & Investigations Practice
FTI Consulting, Inc.

Andrew Rosini is a Senior Managing Director and Leader of the Global Risk and Investigations Practice in FTI Consulting’s Forensic & Litigation Consulting segment and is based in New York. Mr. Rosini joined FTI Consulting in November 2010 and specializes in fraud investigations, compliance program evaluations, forensic transaction reviews, litigation support and investigative due diligence. He combines years of experience in law enforcement, a background in accounting and finance and a deep understanding of technology solutions and data analysis to deliver valuable services to clients.

With more than 15 years of combined public and private sector experience, Mr. Rosini specializes in providing clients with risk mitigation and investigative consulting services across a broad range of sectors. He has expertise in financial fraud, money laundering, corruption, and sanctions-related investigations involving forensic transaction reviews (lookbacks) and compliance program evaluations. He frequently assumes the role of independent consultant in matters stemming from regulatory enforcement actions.

Mr. Rosini leads complex, long-term conservatorships, receiverships and monitorships for law enforcement and regulatory agencies as well as special investigations for boards of directors and management. These matters typically involve issues surrounding compliance with the U.S. Bank Secrecy Act and other Anti-Money Laundering provisions (BSA/AML), the Office of Foreign Assets Control (OFAC) sanctions programs, and the Foreign Corrupt Practices Act (FCPA), as well as Whistleblower, Sarbanes-Oxley (SOX) and Bankruptcy statutes.

Mr. Rosini also participates as an investigative consultant in large-scale fraud and internal investigations, bankruptcy proceedings, and commercial disputes and advises clients on an ongoing basis regarding process improvement, internal control, risk assessment, governance and compliance.

Mr. Rosini also manages domestic and international due diligence and business intelligence investigations involving research and analysis across a broad range of public records and information sources for investment banks, hedge funds, private equity firms and other businesses.

Prior to joining FTI Consulting, Mr. Rosini was a senior consultant in the business intelligence and investigations practice of a large accounting firm. Earlier in his career, Mr. Rosini worked in the New York County District Attorney’s Office as an investigative analyst in the Homicide Investigations Unit where he was responsible for investigating complex networks of controlled substance and firearms traffickers and supporting homicide prosecutions.

Mr. Rosini has testified and submitted affidavits in relation to his investigative work.

Matthew B. Greenblatt, Senior Managing Director
FTI Consulting, Inc.

Matthew B. Greenblatt is a Senior Managing Director at FTI Consulting and is based in New York. Mr. Greenblatt has extensive experience in auditing and accounting matters; litigation consulting; forensic accounting and internal investigations; post-acquisition and shareholder disputes; anti-money laundering; and advising troubled companies.

Mr. Greenblatt has conducted multiple forensic investigations in connection with cases involving diversions of funds and fraudulent accounting activity by management and has been involved in several internal forensic investigations conducted on behalf of Audit Committees and/or Boards of Directors for both public and private companies. Mr. Greenblatt is currently managing a team of FTI Consulting professionals and forensic accountants in connection with the firm’s retention by the court-appointed trustee under SIPA in the liquidation of Bernard L. Madoff Investment Securities.

David C. Ware, Partner
Gibson, Dunn & Crutcher LLP

David C. Ware is a partner in the Washington, D.C. office of Gibson, Dunn & Crutcher. He is a member of the firm’s Securities Enforcement, Accounting Firm Advisory and Defense, and White Collar Defense and Investigations Practice Groups. Mr. Ware’s practice focuses on government investigations and enforcement actions and internal investigations in the areas of auditing and accounting, securities fraud, and related aspects of federal regulatory and criminal law. He also counsels clients on compliance with SEC and PCAOB rules and standards. Prior to joining Gibson Dunn, Mr. Ware spent nearly six years at the PCAOB’s Division of Enforcement and Investigations, rising to the position of Associate Director.

Agenda:

Andrew M. RosiniSenior Managing Director, Leader of Global Risk & Investigations Practice

FTI Consulting, Inc.

 

Matthew B. Greenblatt, Senior Managing Director FTI Consulting, Inc.

 

David C. Ware, Partner 

Gibson, Dunn & Crutcher LLP

 

 

Date & Time:

Thursday, June 20, 2024

12:00 pm to 1:30 pm (ET)

A recording will be available to view 24-48 hours after the live date.

Materials:

Coming Soon.

Please check back again later.

Who Should Attend:

  • White-Collar Lawyers
  • Corporate Attorneys
  • In-House/General Counsel
  • Top Level Management
  • Board Members
  • Risk and Compliance Professionals
  • Regulatory Professionals
  • HR Professionals
  • Internal Auditors
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SPEAKERS

Andrew M. RosiniSenior Managing Director, Leader of Global Risk & Investigations Practice
FTI Consulting, Inc.
Matthew B. GreenblattSenior Managing Director
FTI Consulting, Inc.
David C. WarePartner
Gibson, Dunn & Crutcher LLP

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