Broadcast Date: Tuesday, September 10, 2024
from 12:00 pm to 1:30 pm (ET)
Overview:
Navigating the intricate terrain of FINRA arbitration demands a keen understanding of its procedures and regulations. As disputes within the financial industry come under the purview of FINRA’s Dispute Resolution Program, mastering the selection of arbitrators, staying updated on rule changes, and strategizing for employment law claims become paramount. This CLE webcast offers a deep dive into these crucial aspects, providing attendees with indispensable insights for achieving success in FINRA arbitration.
Key Topics:
- Strategizing FINRA Arbitrator Selection
- Understanding Recent FINRA Rule Changes
- Effective Strategies for Arbitrating Employment Law Claims in FINRA
Credit:
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
Live Webcast
Prerequisite:
General knowledge of FINRA arbitration
Course Code:
1411243
Total Credits:
CLE Credit:
CA CLE 1.50 General - Approved Until: 6/30/2025
PA CLE 1.50 General - Approved Until: 9/10/2026
VT CLE 1:50 General - Approved Until: 12/31/2025
NJ CLE 1:50 General - Credits through Reciprocity
NY CLE 1:50 Skills - Credits through Reciprocity
AR CLE 1:50 General - Credits through Reciprocity
CT CLE 1:50 General - Credits through Reciprocity
NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.50 General - Approved Until: 9/10/2024
Pending CLE Application:
MS, GA, TN, WI
Self-Apply:
AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, SD, TX, UT, VA, WA, WV, WY
If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.
No MCLE Requirements:
DC, MD, MA, MI, SD
Not Eligible for CLE:
AK, AZ, HA
How to Claim CLE Credits Per State:
https://knowledgewebcasts.com/how-to-claim-cle-credits-per-state/
CLE State Requirements:
https://knowledgewebcasts.com/cle-state-requirements/
CPE State Requirements:
Speaker:
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Ms. Jenks has over 35 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.
Agenda:
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Date & Time:
Tuesday, September 10, 2024
12:00 pm to 1:30 pm (ET)
A recording will be available to view 24-48 hours after the live date.Materials:
Coming Soon.
Please check back again later.
Who Should Attend:
- Banking & Finance Lawyers
- Securities Law Attorneys
- Alternative Dispute Resolution Attorneys
- Regulatory Attorneys
- Financial Advisors
- Compliance Officers
- General/In-house Counsel
SPEAKER
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