Broadcast Date: Thursday, October 26, 2023
from 3:00 pm to 4:30 pm (ET)

Overview:

In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in Recent Trends and Key Issues in FINRA Arbitration and Enforcement. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group Webinar!

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

Live Webcast

 

Prerequisite:

General knowledge of FINRA arbitration

 

Course Code:

1410809

 

NY Category of CLE Credit:

Skills

 

Total Credit:

1.5 CLE

Speaker Panel:

Rebecca Beers, Partner
RumbergerKirk

Rebecca Beers is a partner in the Birmingham office of RumbergerKirk and focuses on securities and commercial litigation. She represents broker-dealers and registered investment advisors in state and federal courts and in FINRA arbitration, litigating claims related to suitability, fraud, breach of fiduciary duty, failure to supervise, clearing broker liability, raiding, employment contracts, and U5 defamation. She also has substantial experience in class actions, insurance law, and employment matters. In addition, Rebecca has developed a wide-ranging knowledge of arbitration law, particularly in post-award litigation in courts and in the enforcement of arbitration agreements.

Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.

Ms. Jenks has over 35 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.

Agenda:

Rebecca BeersPartner

RumbergerKirk

 

Debra A. Jenks, Esq.Partner

Debra A. Jenks, P.A.

Date & Time:

Thursday, October 26, 2023

3:00 pm to 4:30 pm (ET)

A recording will be available to view 24-48 hours after the live date.

Materials:

Coming Soon.

Please check back again later.

Who Should Attend:

Coming Soon.

Please check back again later.

SPEAKERS

Rebecca BeersPartner
RumbergerKirk
Debra A. Jenks, Esq.Partner
Debra A. Jenks, P.A.

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