Broadcast Date: Thursday, October 26, 2023
from 3:00 pm to 4:30 pm (ET)
Overview:
Credit:
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
Live Webcast
Prerequisite:
General knowledge of FINRA arbitration
Course Code:
1410809
NY Category of CLE Credit:
Skills
Total Credit:
1.5 CLE
How to Claim CLE Credits Per State:
https://knowledgewebcasts.com/how-to-claim-cle-credits-per-state/
CLE State Requirements:
https://knowledgewebcasts.com/cle-state-requirements/
CPE State Requirements:
Speaker Panel:
Rebecca Beers, Partner
RumbergerKirk
Rebecca Beers is a partner in the Birmingham office of RumbergerKirk and focuses on securities and commercial litigation. She represents broker-dealers and registered investment advisors in state and federal courts and in FINRA arbitration, litigating claims related to suitability, fraud, breach of fiduciary duty, failure to supervise, clearing broker liability, raiding, employment contracts, and U5 defamation. She also has substantial experience in class actions, insurance law, and employment matters. In addition, Rebecca has developed a wide-ranging knowledge of arbitration law, particularly in post-award litigation in courts and in the enforcement of arbitration agreements.
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Ms. Jenks has over 35 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.
Agenda:
Rebecca Beers, Partner
RumbergerKirk
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Date & Time:
Thursday, October 26, 2023
3:00 pm to 4:30 pm (ET)
A recording will be available to view 24-48 hours after the live date.Materials:
Coming Soon.
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Who Should Attend:
Coming Soon.
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