Broadcast Date: Tuesday, June 17, 2025
from 12:00 pm to 1:30 pm (ET)
Overview:
The world of FINRA arbitration is constantly evolving, and staying ahead of emerging issues is critical for financial professionals, legal experts, and compliance officers.
Join Debra A. Jenks, Esq. of Debra A. Jenks, P.A. as she provides a comprehensive exploration of current trends, challenges, and effective strategies to navigate the complexities of FINRA arbitration.
Key topics to be discussed include:
- Emerging trends in FINRA arbitration, including case volume, claim types, and outcomes.
- Best practices for preparing and presenting cases effectively in arbitration proceedings.
- Recent rule changes and regulatory updates impacting arbitration processes.
- Strategies for managing disputes involving complex financial products.
- Insights on selecting arbitrators and understanding their decision-making processes.
- Practical tips to avoid common pitfalls in FINRA arbitration.
Credit:
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
Live Webcast
Prerequisite:
General knowledge of FINRA arbitration
Course Code:
1411340
Total Credit:
1.5
CLE Credit:
CA CLE 1.50 General - Approved Until: 5/20/2027
PA CLE 1.50 General - Approved Until: 5/20/2027
VT CLE 1.50 General - Approved Until: 12/31/2026
NJ CLE 1.50 General - Credits through Reciprocity
NY CLE 1.50 Skills - Credits through Reciprocity
AR CLE 1.50 General - Credits through Reciprocity
CT CLE 1.50 General - Credits through Reciprocity
NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.50 General - Approved Until: 5/20/2025
Pending CLE Application:
MS, GA, TN, WI
Self-Apply:
AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY
If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.
No MCLE Requirements:
DC, MD, MA, MI, SD
Not Eligible for CLE:
AK, AZ, HA
How to Claim CLE Credits Per State:
https://knowledgewebcasts.com/how-to-claim-cle-credits-per-state/
CLE State Requirements:
https://knowledgewebcasts.com/cle-state-requirements/
CPE State Requirements:
Speaker:
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Ms. Jenks has over 35 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.
Agenda:
Debra A. Jenks, Esq., Partner
Debra A. Jenks, P.A.
Date & Time:
Tuesday, June 17, 2025
12:00 pm to 1:30 pm (ET)
A recording will be available to view 24-48 hours after the live date.Materials:
Coming Soon.
Please check back again later.
Who Should Attend:
- Banking & Finance Lawyers
- Securities Law Attorneys
- Alternative Dispute Resolution Attorneys
- Regulatory Attorneys
- Financial Advisors
- Compliance Officers
- General/In-house Counsel
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