By: Editorial Staff, Date: August 1st, 2023

By understanding the basics, evaluating risks, and implementing secure practices, you can confidently participate in the crypto ecosystem. In this infographic, we’ve listed down essential tips on how to safely navigate the cryptocurrency market and avoid potential mishaps.

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2024-09-16T17:54:10-04:00

Demystifying FINRA Arbitration: Navigating Disputes with Confidence

The financial landscape is continuously shaped by the evolving regulations imposed by the Financial Industry Regulatory Authority (FINRA). All disputes by or between member firms and associated persons are subject to arbitration before FINRA’s Dispute Resolution Program, though for certain statutory employment law claims, the parties can opt out of arbitration. FINRA’s arbitration presents a unique forum where the parties must abide by and navigate the relevant (Customer or Industry) Code of Arbitration Procedure, and practitioners must stay abreast of the latest developments to formulate effective arbitration strategies. Join our speakers in this CLE webcast as they delve into a comprehensive discussion on the process of selecting arbitrators, recent changes in the Code, and some things to consider when arbitrating an employment law claim.