By: Ronald Allan Desiderio, Date: March 26th, 2024
Unlock the potential of the R&D tax credit and discover how it can revolutionize your business. Explore its transformative benefits in this infographic!
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Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored
The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations. Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes.