By: Editorial Staff, Date: March 28th, 2023

Antitrust laws in the United States are designed to promote fair competition and prevent monopolies.

In this infographic, we will provide a brief overview of these key antitrust laws!

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2023-11-15T15:37:23-05:00

Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored

The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations.  Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes.