By: Editorial Staff, Date: March 21st, 2023
Is Chapter 11 bankruptcy the right choice for your financial situation?
In this infographic, we’ll explore its pros and cons so you can make an informed decision.
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jordan2023-11-15T15:37:23-05:00
Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored
The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations. Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes.