By: Editorial Staff, Date: January 20th, 2024
Understanding the merger guidelines released by the DOJ and FTC is crucial for businesses navigating the complex landscape of antitrust regulations. Here’s a quick overview of the guidelines.
Learn more at our webcast: Antitrust Merger Enforcement: What to Expect in 2024?
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FINRA Arbitration: Current Issues and Practice Tips for 2023
Following the controversial ruling by Georgia State Court on the Wells Fargo arbitration award in 2022, the Financial Industry Regulatory Authority (FINRA) is now pushing for a more transparent arbitration procedure. FINRA's new proposed rule change with the Securities and Exchange Commission (SEC) is aimed at improving the prevailing practices in the arbitration and resolution forum. While the FINRA arbitration landscape remains uncertain until the approved rule changes, practitioners must keep themselves abreast of any developments to mitigate potential drawbacks.