By: Editorial Staff, Date: December 13th, 2022
Here are some business activities that create nexus (tax obligations) for your business
Don’t miss our upcoming webinar: What’s Next in the M&A Market: Potential Hurdles and State Tax Considerations
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jordan2023-05-22T21:49:18-04:00
Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored
The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations. Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes.