Recent Trends and Key Issues in FINRA Arbitration and Enforcement
The FINRA arbitration and enforcement landscape has undergone significant transformations in recent years. Among these changes include revisions to the arbitrator selection process, proposed regulations on the use of artificial intelligence, and adaptations to expungement proceedings. These developments underscore FINRA’s commitment to fortifying dispute resolution and enhancing regulatory oversight. Thus, to effectively navigate the changing landscape, practitioners must stay abreast of these evolving compliance requirements. Join us in a LIVE Webcast as esteemed thought leaders and industry practitioners assembled by The Knowledge Group delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also [...]