Events for November 17, 2024

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Exploring the Business Implications of the New CPRA Regulations

The current year awaits a new wave of regulations under the California Privacy Rights Act (CPRA). The new CPRA provisions emphasize the heightened protocols for sensitive personal information, data collection, and data protection requirements. As the regulatory crackdown begins in July 2023, businesses are compelled to review and update their existing policies. The regulatory landscape is set to be more challenging, thus, there’s a need for companies to keep a close eye on the additional requirements and be prepared to implement further operational modifications. In this LIVE Webcast, data privacy and compliance attorneys Jana Terry (Beckstead Terry Ditto PLLC) and [...]

Latest Updates on FINRA Arbitration Rules: Effective Litigation Strategies Explored

The Financial Industry Regulatory Authority (FINRA) continues its heightened regulation of crowdfunding platforms, trading volume overstatements, and digital signature forgery. Several policy initiatives also remain concerning complex product trading and “restricted firm” designations.  Notably, FINRA recently proposed a new set of rule changes that aim to impose austere requirements for registered representatives seeking the expungement of customer disputes. While these are likely to create drastic implications for arbitration proceedings, practitioners must look closely at any FINRA developments to develop an effective arbitration strategy. Join a panel of key thought leaders and distinguished professionals organized by The Knowledge Group as they provide a comprehensive [...]

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