Broadcast Date: Thursday, July 20, 2023
from 10:00 am to 11:30 am (ET)


This year is poised to bring new developments that will fuel securities litigation. More enforcement activities are likely to take shape as the Securities and Exchange Commission (SEC) persists with its aggressive regulatory agenda. With recalibrated penalties for specific violations, the agency shows no sign of easing its clamp on traditional and newer securities fraud issues.

As increased compliance challenges loom on the horizon, industry participants must therefore be cognizant of the potential risks and act pre-emptively to avoid violations.

Our panel of key thought leaders and practitioners will offer a discussion of the significant trends and issues in securities litigation and enforcement. This LIVE Webcast aims to equip attendees with the best strategies to prepare for what’s ahead in the enforcement landscape.

Key issues that will be covered in this course are:

  • New Trends in Securities Litigation
  • Major Securities Cases and Decisions
  • Significant Issues to Watch Closely
  • Best Compliance Strategies
  • What to Expect from SEC in 2023 and Beyond


Course Level: 



Advance Preparation: 

Print and review course materials


Method of Presentation:

Live Webcast



General knowledge of securities litigation


Course Code:



NY Category of CLE Credit:

Areas of Professional Practice


Total Credits:

1.5 CLE

Speaker Panel:

Brian Fryd, Principal
Cornerstone Research

Brian Fryd consults on a range of economic, financial, and statistical issues, with a focus on securities litigation and valuation, financial institutions, and statistical analyses. He has experience in all phases of litigation, including the discovery, class certification, motion practice, and merits phases, as well as at trial. He also has extensive experience in regulatory investigations. Mr. Fryd has assisted clients in achieving successful resolutions in a variety of settings, including motions for class certification and summary judgment and at arbitration hearings.

Brendan J. Rudolph , Principal
Cornerstone Research

Brendan J. Rudolph is a principal at Cornerstone Research, based in the firm’s New York office. Mr. Rudolph consults to attorneys and helps prepare expert testimony in all phases of complex commercial litigation, including class certification and other motion practice, merits, arbitration, and trial. He has consulted on dozens of securities cases and Delaware appraisal actions, including matters involving the high tech, pharmaceuticals, financial institutions, consumer goods, and materials and commodities sectors. He has analyzed price impact, damages, market efficiency, asset and business valuation, volatility, and trading behavior in both foreign and domestic markets. Representative cases include In re Moody’s Securities Litigation, where the court denied class certification and granted summary judgment.


Brian FrydPrincipal

Cornerstone Research

Date & Time:

Thursday, July 20, 2023

10:00 am to 11:30 am (ET)

A recording will be available to view 24-48 hours after the live date.


Coming Soon.

Please check back again later.

Who Should Attend:

  • Securities Lawyers
  • Mergers & Acquisitions Lawyers
  • Corporate Lawyers
  • Compliance Officers
  • General Counsel
  • Top Level Management


Brian FrydPrincipal
Cornerstone Research
Brendan J. Rudolph Principal
Cornerstone Research



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