Debra Jenks, Esq., Partner
Jenks & Harvey LLP
A native Floridian, Debra has over 30 years of legal experience representing financial institutions, wirehouses, insurance companies and investment professionals, as well as insured broker-dealers, officers and directors, and financial advisers in retail, industry and employment disputes as well as in regulatory matters. Debra has handled claims exceeding hundreds of millions of dollars in court and in arbitrations filed with the NYSE, AAA, NASD and FINRA. She also represents registered persons, institutions and individual investors.
Heather Middleton, Partner
Murphy & McGonigle
Heather Middleton focuses her practice on defending financial services firms and their employees in litigation involving securities law and other commercial claims, regulatory investigations and enforcement proceedings, and responding to subpoenas. Additionally, Ms. Middleton serves her clients in an advisory role and assists with drafting compliance policies and procedures and agreements, and helping firms comply with regulatory requirements. She also performs due diligence on behalf of Authorized Participants and lead market-makers providing seed capital for the launch of new exchange traded funds. In addition, Ms. Middleton advises companies concerning cybersecurity policies and procedures, vendor issues and incident response. She has achieved outstanding results for her clients.