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Overview:

Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations have evidently evolved with the onset of the pandemic. With several authorities reconsidering their existing laws in response to the increasing criminal activities and emerging risks, the AML/KYC regulatory landscape and its already intricate compliance environment have become more active and complex than ever.

Firms, therefore, should be attentive to the recent developments and updates so that they are always prepared to meet their regulatory obligations, thus, avoiding hefty penalties and criminal investigations.

In this CLE Webcast, financial regulatory compliance experts Camilla Yellets (LexisNexis® Risk Solutions) and Ari Good, JD LLM (Good Attorneys At Law, P.A.) will provide an in-depth discussion of the current risks and challenges firms are facing when it comes to their AML/KYC compliance. The speakers will tackle effective strategies that practitioners and business leaders can implement to address these issues. They will also highlight the use of technology in keeping up with the changing financial crime trends.

Key topics include:

  • Impact of COVID-19 on AML/KYC Compliance
  • Recent Developments in AML/KYC Regulations
  • Addressing Current and Emerging Risks
  • Managing Compliance: How Technology Can Help
  • Outlook: Changes to Expect in 2021 and Beyond

Learning Objectives:

  • Determine how to support traditional KYC requirements in a digital landscape
  • Recognize considerations that companies should take in their AML/KYC policies

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

On-demand Webcast (CLE) ; Group-Internet Based

 

Prerequisite:

General knowledge of banking and finance laws

 

Course Code:

149511

 

NASBA Field of Study:

Business-Law - Technical

 

NY Category of CLE Credit:

Area of Professional Practice

 

Total Credit:

1.0 CLE

1.0 CPE (Not eligible for QAS (On-demand) CPE credit)


How to Claim CLE Credits Per State:

https://knowledgewebcasts.com/how-to-claim-cle-credits-per-state/


CLE State Requirements:

https://knowledgewebcasts.com/cle-state-requirements/

Speaker Panel:

Camilla Yellets, Senior Vertical Solutions Consultant
LexisNexis® Risk Solutions

Camilla Yellets is Senior Vertical Solutions Consultant at LexisNexis® Risk Solutions and serves as Subject Matter Expert in Financial Crimes Compliance (BSA, AML, FCPA, and OFAC & Economic Sanctions), skilled in USA PATRIOT Act, Bank Secrecy Act, CAMS, Risk Management, and Training. Camiila possesses a strong passion and knowledge for OFAC and Economic Sanctions and application in operational and program processes.

Camilla Yellets is originally from the United Kingdom where she served as a police officer for the Metropolitan Police Service in London for six years. Yellets holds a Bachelor of Arts (BA) in Psychology from the Ohio State University, and a Masters of Art (MA) in Criminal Justice from the Pennsylvania State University.

Ari Good, JD LLM, President
Good Attorneys At Law, P.A.

Ari received his BA, With Distinction, from the University of Michigan in 1993. He graduated from the DePaul University College of Law in 1997 as a Dean’s Scholar, finishing in the top 20% of his class.  Ari published in the field of intellectual property and the Internet, earning him the CALI Excellence For The Future Award .  He received his LL.M. in Taxation Law in 2005 from the prestigious University of Florida masters program.  Ari completed the Certified Blockchain Financial Analyst program at the University of Nicosia, giving him a thorough grounding in blockchain business, regulation and technology.  Mr. Good is a Certified Anti-Money Laundering Specialist (CAMS), giving him insight into compliance matters that matter most to FinTech startups and other businesses.

Agenda:

Segment 1:

Camilla Yellets, Senior Vertical Solutions Consultant

LexisNexis® Risk Solutions

  • Financial Crime Compliance – Supporting traditional KYC requirements in a Digital World
  • Part One: Onboarding to Ongoing Customer/Client workflows
  • Part Two: Leveraging Additional Data elements
  • Part Three: Digital Assets in support of KYC
  • Part Four: Bringing it all together

 

Segment 2:

Ari Good, JD LLMPresident

Good Attorneys At Law, P.A.

  • Must-have elements in your AML/KYC Policies
    • Chief Compliance Officer
    • Risk-based approach
    • Enhanced due diligence procedures
    • Annual audit and updates
  • Navigating compliance as an applicant
    • Positive attitude towards the process
    • Current internal documents (operating agreements, business plans and the like)
    • Negotiating banking relationships
    • Audit possibilities and how to be prepared
  • Special considerations for cryptocurrency / digital asset companies
    • Centralized vs. decentralized exchanges
    • Possible inability to perform AML/KYC

Date & Time:

Wednesday, August 11, 2021

3:00 pm to 4:00 pm (ET)

Materials:

Download Course Materials

Who Should Attend:

  • Lawyers
  • Chief AML Officers
  • Financial Crime Investigators
  • Fraud Risk Managers
  • Fraud Investigators
  • AML Compliance Officers
  • Finance Compliance Professionals
  • Financial Compliance Officers
  • Chief Financial Officers
  • Chief Executive Officers
  • AML Analysts
  • Forensic Accounting Officers
  • Chief Compliance Officers
  • Internal Auditors

SPONSOR

SPEAKERS

Camilla YelletsSenior Vertical Solutions Consultant
LexisNexis® Risk Solutions
Ari Good, JD LLMPresident
Good Attorneys At Law, P.A.

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