REGISTER - LIVE WEBCAST

Broadcast Date: Tuesday, September 27, 2022
from 3:00 pm to 4:30 pm (ET)

Overview:

The Securities and Exchange Commission’s (SEC) recent investigation on the alleged accounting fraud committed by Synchronoss Technologies, Inc. and its several employees signals the Commission’s heightened enforcement scrutiny on individual accountability. Top executives are now faced with a notice for potential SOX 304 Reimbursement. This underscores the need to develop a robust internal control and compliance culture for financial reporting.

As the SEC’s enforcement activities continue to ramp up and the regulatory landscape remains uncertain, businesses must stay updated and be well-versed on any grounds that would result in potential liability risks.

Join a panel of key thought leaders and distinguished experts organized by The Knowledge Group as they provide a comprehensive discussion on the recent SEC enforcement actions Speakers, among other things, will also offer best practices and effective compliance strategies amidst the ever-changing legal landscape.

Key issues that will be covered in this course are:

  • SEC Enforcement Actions on Accounting Fraud Cases: Notable Trends and Developments
  • Analyzing the SEC Investigation of Accounting Fraud in Synchronoss Technologies, Inc.
  • Potential Implications and Risk Issues
  • Best Practices and Compliance Strategies
  • What Lies Ahead

Credit:

Course Level:

Intermediate

 

Advance Preparation:

Print and review course materials

 

Method of Presentation:

Live Webcast

 

Prerequisite:

General knowledge of financial reporting

 

Course Code:

1410307

 

NY Category of CLE Credit:

Areas of Professional Practice

 

Total Credit:

1.5 CLE

Speaker:

John A. Rademacher, Principal
Compliance Guru

Charles River Associates

John Rademacher is a principal in CRA’s Forensic Services Practice, serving as a trusted advisor during times of crisis and helping organizations demonstrate their commitment to integrity by maintaining effective compliance programs and quickly uncovering truth when responding to allegations of misconduct. He delivers value by deploying cross-functional teams of experienced professionals who get to truth more quickly than under traditional methods. He has significant experience advising corporate clients and their external counsel in matters related to ethics and compliance programs, forensic investigations, regulatory enforcement, third-party risk management, and anti-bribery and corruption. He has demonstrated experience conducting investigations in over 20 countries and has successfully built compliance programs for clients in a variety of industries. He frequently works with cross-functional teams consisting of in-house and external counsel, forensic technology, corporate intelligence, data-analytics, and deep industry expertise to deliver quality service.

He assists Boards of Directors, General Counsel, and Chief Compliance Officers in developing and sustaining effective ethics and compliance programs for large multinational corporations and high-growth companies. This has regularly included evaluating compliance program frameworks and delivery models, advising on the design and implementation of compliance program elements, developing compliance strategies, and supporting clients in reporting to regulators in response to enforcement actions. These transformations often focus on establishing governance structures that drive ethical conduct; simplifying policies and procedures; developing effective risk assessments; evolving training and communications to align with adult-learning; establishing risk-based auditing and monitoring strategies; and revamping hotline, investigations, and disciplinary mechanisms to meet regulator expectations.

Agenda:

John A. Rademacher, Principal

Compliance Guru

Charles River Associates

Date & Time:

Tuesday, September 27, 2022

3:00 pm to 4:30 pm (ET)

A recording will be available to view 24-48 hours after the live date.

Materials:

Coming Soon.

Please check back again later.

Who Should Attend:

  • Financial Crime Lawyers
  • Corporate Lawyers
  • White-Collar Lawyers
  • Securities Lawyers
  • Finance Executives
  • Financial Compliance Officers
  • Financial Crime Investigators
  • Fraud Risk Managers
  • Fraud Investigators
  • Compliance Professionals
  • Fraud Analyst
  • Internal Auditors
  • Accountants
  • General Counsel

SPEAKER

John A. RademacherPrincipal
Compliance Guru
Charles River Associates

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